Option Pool

A reserve of company shares set aside to grant stock options to employees, advisors, and other service providers.

Definition

An option pool is a portion of company equity allocated for employee compensation through stock options. It allows startups to attract and retain talent by offering equity participation in the company's success.

Typical Pool Sizes

Pre-Seed/Seed Stage

10-20% of company equity

Series A

15-20% pool refresh or new allocation

Later Stages

10-15% refreshes as needed

Total Employee Equity

15-25% of company over time

Key Considerations

  • Pool Timing: Created before or after funding rounds
  • Dilution Impact: Affects founder and investor ownership
  • Grant Guidelines: Allocation policies for different roles
  • Vesting Schedules: Typically 4 years with 1-year cliff
  • Strike Price: Exercise price based on 409A valuation
  • Pool Management: Regular monitoring and refreshes

Strategic Benefits

  • Talent Attraction: Compete with larger companies for talent
  • Retention Tool: Vesting schedules encourage long-term commitment
  • Performance Alignment: Employees invested in company success
  • Cash Conservation: Reduce cash compensation needs
  • Culture Building: Create ownership mentality

Real-World Example

Typical Series A Setup:

Create 20% option pool before Series A funding to ensure adequate equity for key hires over next 18-24 months without diluting new investors.

Related Terms