SAFE (Simple Agreement for Future Equity)

A convertible security that allows investors to invest in a startup with the right to convert to equity in a future financing round.

Definition

A SAFE is an investment contract created by Y Combinator that provides a simpler alternative to convertible notes. It gives investors the right to receive equity when certain triggering events occur, such as a future equity financing round, without the complexity of debt terms like interest rates and maturity dates.

Key Features

  • • No interest rate or maturity date
  • • Converts to equity in future financing round
  • • May include valuation cap and/or discount
  • • Simpler and faster than convertible notes
  • • Not technically debt
  • • Standard template reduces legal costs

Real-World Example

Seed Investment: Angel investor invests $100K via SAFE with $5M valuation cap

When the startup raises Series A at $10M pre-money, the SAFE converts at the $5M cap, giving the investor a better price than Series A investors.

Related Terms